Wu, Yuen Wah 胡婉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2003-11-21 | 2006-08-29 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2003-09-02 | 2006-08-29 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-10-10 | 2014-06-01 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-10-10 | 2014-06-01 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-10-10 | 2014-06-01 |
| 6 | SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-22 | Rep | Asset management | 2003-08-22 | Rep | Automated trading services | 2003-08-22 | Rep | Dealing in futures contracts | 2003-08-22 |
| 7 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-22 | Rep | Advising on securities | 2003-08-22 | Rep | Asset management | 2003-08-22 | Rep | Automated trading services | 2003-08-22 | Rep | Dealing in securities | 2003-08-22 |
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