Hsu, Li Chen 徐莉珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-03-28 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2018-04-21 | Rep | Dealing in securities | 2020-09-04 | 2023-09-21 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-03-28 | 2016-06-30 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2008-05-16 | 2013-03-18 |
| 4 | PC SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-07 | 2020-08-14 |
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