Wong, Howard Horg Wang 王學宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-05-04 | 2007-01-22 |
| 2 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2010-02-17 | 2010-08-30 | Rep | Asset management | 2010-02-17 | 2010-08-30 | RO | Advising on securities | 2010-08-30 | 2011-06-08 | RO | Asset management | 2010-08-30 | 2011-06-08 |
| 3 | FIRST SHANGHAI FUTURES LIMITED | Rep | Automated trading services | 2003-09-05 | Rep | Advising on futures contracts | 2004-08-11 | Rep | Asset management | 2004-08-11 | Rep | Dealing in futures contracts | 2006-03-20 |
| 4 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-11 | Rep | Asset management | 2004-08-11 | Rep | Advising on securities | 2006-03-20 | Rep | Dealing in securities | 2006-03-20 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2011-06-22 | 2011-06-24 | RO | Advising on securities | 2011-06-24 | 2015-03-04 | Rep | Asset management | 2023-05-25 | Rep | Advising on securities | 2023-05-25 | 2023-09-19 | RO | Advising on securities | 2023-09-19 |
| 6 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | Asset management | 2007-02-05 | 2007-03-22 | RO | Advising on securities | 2007-03-22 | 2010-01-22 | RO | Asset management | 2007-03-22 | 2010-01-22 | RO | Dealing in securities | 2007-03-22 | 2010-01-22 |
| 7 | Korea Investment Management Asia Limited | RO | Advising on securities | 2009-08-21 | 2010-01-22 | RO | Asset management | 2009-08-21 | 2010-01-22 |
| 8 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2022-06-27 | 2022-11-25 | Rep | Asset management | 2022-06-27 | 2022-11-25 |
| 9 | Quam Securities Limited | Rep | Advising on securities | 2016-01-04 | 2016-05-15 | Rep | Advising on securities | 2016-07-15 | 2017-09-26 | Rep | Dealing in futures contracts | 2016-08-22 | 2022-06-05 | Rep | Dealing in securities | 2016-08-22 | 2022-06-05 | RO | Advising on securities | 2017-09-26 | 2022-06-05 | Rep | Asset management | 2020-09-23 | 2022-06-05 |
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