Kwong, King Lok 鄺境樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-04 | 2009-09-12 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-08-04 | 2009-09-12 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2012-06-29 | 2014-08-31 | Rep | Advising on securities | 2012-06-29 | 2017-06-16 | Rep | Dealing in futures contracts | 2012-06-29 | 2017-06-16 | Rep | Dealing in securities | 2012-06-29 | 2017-06-16 |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2010-09-10 | 2011-10-08 | Rep | Dealing in securities | 2010-09-10 | 2011-10-08 |
| 5 | MARCO POLO PURE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-11-01 | 2022-03-14 | Rep | Asset management | 2017-11-01 | 2022-03-14 | RO | Advising on securities | 2022-03-14 | RO | Asset management | 2022-03-14 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-04-13 | 2010-09-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy