Lee, Sang Me
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-05-31 | 2009-03-10 |
| 2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2009-05-18 | 2009-06-25 |
| 3 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-07-03 | 2010-01-11 |
| 4 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | RO | Advising on securities | 2010-01-11 | 2013-03-08 |
| 5 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | RO | Dealing in securities | 2010-01-11 | 2013-03-08 |
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