Chow, Ting Ka 周廷珈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2007-04-10 | 2007-08-04 | Rep | Dealing in securities | 2007-04-10 | 2007-08-04 |
| 2 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2007-03-31 | |
| 3 | Korea Investment Management Asia Limited | Rep | Advising on securities | 2010-03-09 | 2012-02-10 | Rep | Asset management | 2010-03-09 | 2012-02-10 | RO | Advising on securities | 2012-02-10 | 2014-09-30 | RO | Asset management | 2012-02-10 | 2014-09-30 |
| 4 | MEAG Hong Kong Limited | Rep | Advising on securities | 2007-08-14 | 2009-12-01 | Rep | Asset management | 2007-10-10 | 2009-12-01 |
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