Lam, Josephine (SFC:AGY066) 林詠琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AA Investment Management Limited | RO | Advising on securities | 2021-04-27 | 2021-08-25 | RO | Asset management | 2021-04-27 | 2021-08-25 | RO | Dealing in securities | 2021-04-27 | 2021-08-25 |
| 2 | BEA Union Investment Management Limited | Rep | Advising on securities | 2004-07-02 | Rep | Asset management | 2004-07-02 | Rep | Dealing in securities | 2004-07-02 |
| 3 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2004-07-30 | 2013-03-28 | Rep | Asset management | 2004-07-30 | 2013-03-28 | Rep | Dealing in securities | 2005-12-01 | 2013-03-28 |
| 4 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2004-07-30 | 2013-03-28 | Rep | Asset management | 2004-07-30 | 2013-03-28 | Rep | Dealing in securities | 2004-07-30 | 2013-03-28 |
| 5 | Merlin Fidelis Asset Management Limited | Rep | Asset management | 2021-11-23 | 2021-12-24 | RO | Asset management | 2021-12-24 |
| 6 | Victoire Asia Investments Limited | Rep | Asset management | 2014-07-17 | 2019-05-24 | RO | Asset management | 2019-05-24 | 2019-07-31 |
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