Tan, Hedy Su Ee
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-13 | |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-10-13 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-01-18 | |
| 5 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2007-03-01 | 2007-04-01 |
| 6 | Legg Mason International Equities (Hong Kong) Limited | Rep | Asset management | 2007-03-01 | 2007-04-01 |
| 7 | Legg Mason International Equities (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-01 | 2007-04-01 |
| 8 | Legg Mason Asset Management Hong Kong Limited | Rep | Asset management | 2007-04-16 | 2014-08-01 |
| 9 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2007-04-16 | 2022-06-30 |
| 10 | Legg Mason Asset Management Hong Kong Limited | Rep | Dealing in securities | 2007-04-16 | 2022-06-30 |
| 11 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Advising on securities | 2022-07-01 | 2022-07-06 |
| 12 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2022-07-01 | 2022-07-06 |
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