Yuen, Ka Yat 袁嘉逸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 18 Salisbury Capital Limited | RO | Advising on securities | 2021-08-27 | |
| 2 | 18 Salisbury Capital Limited | RO | Asset management | 2021-08-27 | |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-09-17 | 2007-06-01 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-09-17 | 2007-10-04 |
| 5 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2007-11-22 | 2009-03-30 |
| 6 | LIM ADVISORS LIMITED | Rep | Asset management | 2009-07-02 | 2015-06-12 |
| 7 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2015-06-19 | 2015-08-17 |
| 8 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-06-19 | 2018-03-30 |
| 9 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2015-06-19 | 2018-03-30 |
| 10 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-06-19 | 2018-03-30 |
| 11 | MIZUHO SECURITIES ASIA LIMITED | Rep | Asset management | 2018-07-18 | 2019-07-22 |
| 12 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2018-07-18 | 2021-03-31 |
| 13 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2019-08-19 | 2021-03-31 |
| 14 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2019-08-19 | 2021-03-31 |
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