Tubiana, Frederic Antoine
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2006-01-12 | 2013-07-01 | Rep | Dealing in securities | 2006-01-12 | 2013-07-01 | Rep | Dealing in futures contracts | 2015-09-14 | 2018-09-30 | Rep | Dealing in securities | 2015-09-14 | 2018-09-30 | Rep | Dealing in futures contracts | 2018-10-01 | 2020-06-30 | Rep | Dealing in securities | 2018-10-01 | 2020-06-30 |
| 2 | Newedge Broker Limited | Rep | Automated trading services | 2004-06-11 | 2006-01-06 | Rep | Dealing in futures contracts | 2004-06-11 | 2006-01-06 | Rep | Dealing in securities | 2004-06-11 | 2006-01-06 |
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