Penaloza, Philip O. 蔡偉立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-09-03 | 2009-02-10 | Rep | Advising on securities | 2008-09-03 | 2009-02-10 | Rep | Asset management | 2008-09-03 | 2009-02-10 |
| 2 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2009-08-24 | 2013-10-15 | Rep | Asset management | 2009-08-24 | 2013-10-15 | Rep | Dealing in securities | 2009-08-24 | 2013-10-15 |
| 3 | SW Capital Management Limited | Rep | Advising on securities | 2023-03-02 | Rep | Asset management | 2023-03-02 |
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