Augias, Cedric Alain Nicolas Marie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2021-03-29 | 2022-01-28 | Rep | Dealing in securities | 2021-03-29 | 2022-01-28 | RO | Dealing in futures contracts | 2022-01-28 | 2023-07-25 | RO | Dealing in securities | 2022-01-28 | 2023-07-25 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2012-05-31 | 2013-11-01 | Rep | Dealing in futures contracts | 2012-05-31 | 2014-09-05 | Rep | Dealing in securities | 2012-05-31 | 2014-09-05 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-05-31 | 2014-09-05 |
| 4 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in futures contracts | 2020-07-20 | 2022-01-28 | Rep | Dealing in securities | 2020-07-20 | 2022-01-28 | Rep | Automated trading services | 2020-08-19 | 2023-07-25 | RO | Dealing in futures contracts | 2022-01-28 | 2023-07-25 | RO | Dealing in securities | 2022-01-28 | 2023-07-25 |
| 5 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2010-10-06 | 2011-11-03 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-10-06 | 2011-11-03 |
| 7 | OTCex Hong Kong Limited | Rep | Dealing in futures contracts | 2023-10-19 | 2023-12-04 | Rep | Dealing in securities | 2023-10-19 | 2023-12-04 | RO | Dealing in futures contracts | 2023-12-04 | RO | Dealing in securities | 2023-12-04 |
| 8 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-10-13 | 2020-07-14 | Rep | Dealing in securities | 2015-10-13 | 2020-07-14 | Rep | Dealing in futures contracts | 2023-06-01 | 2023-07-25 | Rep | Dealing in securities | 2023-06-01 | 2023-07-25 |
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