Dore, James Anthony

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 1020 Capital Management Limited Rep Asset management 2021-03-15 2021-08-18
RO Asset management 2021-08-18
2 Investec Asia Limited Rep Dealing in securities 2006-04-04 2006-05-16
RO Dealing in securities 2006-05-16 2006-09-08
3 INVESTEC ASSET MANAGEMENT ASIA LIMITED Rep Dealing in securities 2005-09-12 2006-04-01
4 Macquarie Asia Securities Limited Rep Dealing in futures contracts 2007-08-13 2014-06-12
5 MACQUARIE CAPITAL LIMITED Rep Dealing in securities 2008-08-11 2012-11-30
Rep Dealing in securities 2013-12-04 2014-06-12
6 MACQUARIE EQUITIES (ASIA) LIMITED Rep Dealing in securities 2006-10-09 2009-04-24

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