Liu, Han Chih 劉翰芷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Dymon Asia Capital (HK) Limited | Rep | Asset management | 2015-04-10 | 2018-12-11 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2012-05-18 | 2015-02-28 | Rep | Dealing in securities | 2012-05-18 | 2015-02-28 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2010-11-24 | 2012-04-30 |
| 4 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2019-01-29 | Rep | Advising on securities | 2019-02-01 |
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