Chan, Chi Chow 陳致洲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-28 | Rep | Advising on futures contracts | 2004-10-14 | Rep | Advising on securities | 2004-10-14 | Rep | Asset management | 2004-10-14 |
| 2 | BIZ CORP LIMITED | Rep | Advising on corporate finance | 2003-09-26 | Rep | Advising on securities | 2003-09-26 | Rep | Asset management | 2003-09-26 |
| 3 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | RO | Advising on securities | 2008-06-02 | 2008-10-09 | RO | Asset management | 2008-06-02 | 2008-10-09 | RO | Dealing in securities | 2008-06-02 | 2008-10-09 |
| 4 | FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED | RO | Advising on securities | 2007-01-22 | 2008-08-15 | RO | Asset management | 2007-01-22 | 2008-08-15 | RO | Dealing in securities | 2007-01-22 | 2008-08-15 |
| 5 | GCIS LIMITED | Rep | Advising on securities | 2009-03-18 | 2009-08-16 | Rep | Asset management | 2009-03-18 | 2009-08-16 |
| 6 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2011-01-14 | 2011-09-21 | Rep | Asset management | 2011-01-14 | 2011-09-21 | RO | Advising on securities | 2011-09-21 | RO | Asset management | 2011-09-21 | Rep | Advising on futures contracts | 2011-09-21 | 2018-11-28 | RO | Dealing in securities | 2014-02-24 | RO | Dealing in futures contracts | 2015-03-17 | RO | Advising on futures contracts | 2018-11-28 |
| 7 | PACIFIC EAGLE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-07-15 | 2010-12-31 | Rep | Asset management | 2010-07-15 | 2010-12-31 |
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