Liu, Linda Lai Kuen 廖麗娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAIWA ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2004-11-16 | 2005-02-16 | Rep | Advising on futures contracts | 2004-12-29 | 2005-06-29 | Rep | Asset management | 2004-12-29 | 2005-06-29 | RO | Advising on securities | 2005-02-16 | 2005-09-29 | Rep | Advising on securities | 2005-09-29 | 2006-01-23 | RO | Advising on securities | 2006-01-23 | 2007-11-01 | Rep | Advising on futures contracts | 2006-03-15 | 2007-06-10 | Rep | Asset management | 2007-03-08 | 2007-08-07 | RO | Asset management | 2007-08-07 | 2007-11-01 |
| 2 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2015-06-24 | 2016-05-09 | RO | Asset management | 2015-06-24 | 2016-05-09 |
| 3 | MEAG Hong Kong Limited | Rep | Advising on securities | 2007-11-08 | 2007-12-12 | Rep | Asset management | 2007-11-08 | 2007-12-12 | RO | Advising on securities | 2007-12-12 | 2015-02-11 | RO | Asset management | 2007-12-12 | 2015-02-11 |
| 4 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-08-27 | Rep | Advising on securities | 2004-10-24 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-03-25 | 2004-10-24 |
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