Bannon, Deborah Mary
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2017-08-24 | 2019-04-04 | Rep | Dealing in securities | 2017-08-24 | 2019-04-04 | RO | Advising on securities | 2019-04-04 | RO | Asset management | 2019-04-04 | RO | Dealing in securities | 2019-04-04 |
| 2 | MERCER INVESTMENTS (HK) LIMITED | Rep | Advising on securities | 2011-08-01 | 2012-05-24 | RO | Advising on securities | 2012-05-24 | 2016-12-31 | RO | Dealing in securities | 2012-05-24 | 2016-12-31 |
| 3 | PIONEER GLOBAL INVESTMENTS (HK) LIMITED | Rep | Advising on corporate finance | 2004-09-30 | Rep | Asset management | 2004-09-30 | Rep | Advising on securities | 2008-06-24 | Rep | Dealing in securities | 2008-06-24 | RO | Advising on securities | 2008-06-24 | 2010-07-07 | RO | Dealing in securities | 2008-06-24 | 2010-07-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy