Chan, Hau Man (SFC:APJ234) 陳巧汶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2010-08-02 | 2017-03-17 | STI Asset Management Limited | Rep | 2017-05-19 | 2023-01-31 |
| 2 | STI Asset Management Limited | Rep | Asset management | 2017-05-19 | 2023-01-31 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-09-01 | 2010-07-24 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-08-13 | 2010-07-24 | Merrill Lynch (Asia Pacific) Limited | Rep | 2010-08-02 | 2017-03-17 | STI Asset Management Limited | Rep | 2017-05-19 | 2023-01-31 |
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