Chiu, Wen-Yu 邱文友
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-05-29 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-05-29 | |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-05-29 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-05-29 | |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-09-13 | 2008-08-26 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2004-09-13 | 2008-08-26 |
| 7 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2004-09-13 | 2008-08-26 |
| 8 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-09-13 | 2008-12-11 |
| 9 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2005-04-22 | 2008-08-26 |
| 10 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-22 | 2008-09-16 |
| 11 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-08-26 | 2008-12-11 |
| 12 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-03-12 | 2010-02-12 |
| 13 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-03-13 | 2010-02-12 |
| 14 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-03-13 | 2010-02-12 |
| 15 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-03-11 | 2012-11-06 |
| 16 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2010-03-11 | 2012-11-06 |
| 17 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-03-11 | 2012-11-06 |
| 18 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-03-11 | 2012-11-06 |
| 19 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2010-03-11 | 2012-11-06 |
| 20 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-03-11 | 2012-11-06 |
| 21 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2022-03-07 | 2024-02-19 |
| 22 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2022-03-07 | 2024-02-19 |
| 23 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2022-03-07 | 2024-02-19 |
| 24 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2022-03-07 | 2024-03-01 |
| 25 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2022-03-07 | 2024-03-01 |
| 26 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2022-03-07 | 2024-03-01 |
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