Fok, Thomas Kui Chuen 霍鉅泉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arete Capital Asia Limited | Rep | Asset management | 2020-12-16 | |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2013-11-18 | 2018-07-20 | Rep | Dealing in securities | 2013-11-18 | 2018-07-20 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-10-22 | 2013-11-09 | Rep | Advising on securities | 2011-11-03 | 2013-11-09 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2018-07-26 | 2020-03-10 | Rep | Dealing in securities | 2018-07-26 | 2020-03-10 |
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