Hui, Barbara Sum Yuet 許心悅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Advising on futures contracts | 2008-07-14 | 2010-07-17 | Rep | Dealing in futures contracts | 2008-07-14 | 2010-07-17 | Rep | Dealing in securities | 2008-07-14 | 2010-07-17 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-08-24 | 2012-03-05 | Rep | Advising on securities | 2011-12-20 | 2012-03-05 |
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