Jain, Ajay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-07-26 | 2017-03-03 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-07-26 | 2017-03-03 | Rep | Dealing in futures contracts | 2010-09-02 | 2017-03-03 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-26 | 2010-09-02 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-06-05 | 2023-03-20 | Rep | Dealing in securities | 2017-06-05 | 2023-03-20 | RO | Dealing in futures contracts | 2023-03-20 | RO | Dealing in securities | 2023-03-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy