Lee, Joseph B
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | RO | Advising on securities | 2010-02-13 | |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-04-27 | 2023-08-07 | Merrill Lynch Far East Limited | RO | 2023-08-07 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-04-27 | 2015-08-25 | Merrill Lynch Far East Limited | Rep | 2011-04-27 | 2015-08-25 | Merrill Lynch (Asia Pacific) Limited | RO | 2015-08-25 | Merrill Lynch Far East Limited | RO | 2015-08-25 |
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