Macdonald, Peter Bremner (SFC:AMM281)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-09-26 | 2007-01-25 | RO | Dealing in securities | 2007-01-25 | 2009-02-28 | RO | Automated trading services | 2009-02-19 | 2009-02-28 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | Advising on securities | 2007-01-25 | 2007-04-18 | RO | Dealing in securities | 2007-01-25 | 2007-04-18 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-01-25 | 2009-02-28 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2010-07-27 | 2011-11-22 | Rep | Dealing in securities | 2010-07-27 | 2011-11-22 | Rep | Advising on corporate finance | 2010-07-27 | 2012-01-16 | Rep | Advising on securities | 2010-07-27 | 2012-01-16 | RO | Automated trading services | 2011-11-22 | 2013-04-02 | RO | Dealing in securities | 2011-11-22 | 2013-04-02 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-07-27 | 2011-11-22 | Rep | Advising on corporate finance | 2010-07-27 | 2012-01-16 | Rep | Advising on securities | 2010-07-27 | 2012-01-16 | Rep | Dealing in futures contracts | 2010-10-13 | 2011-11-22 | RO | Dealing in futures contracts | 2011-11-22 | 2013-04-02 | RO | Dealing in securities | 2011-11-22 | 2013-04-02 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-27 | 2010-12-16 |
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