Ng, Alda Tsz Wing 吳芷穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-30 | 2010-09-06 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-07-13 | 2012-03-20 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-07-30 | 2012-03-20 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-06 | 2012-03-20 |
| 5 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-07-17 | 2013-02-04 |
| 6 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-07-17 | 2013-02-04 |
| 7 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2012-07-17 | 2013-02-04 |
| 8 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-03-05 | 2013-03-20 |
| 9 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-10-25 | 2015-01-30 |
| 10 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-06-25 | 2016-10-10 |
| 11 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-06-25 | 2017-03-14 |
| 12 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2017-03-14 |
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