Tang, Chi Kit (SFC:ALC474) 鄧智傑

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC SECURITIES (ASIA) LIMITED Rep Advising on securities 2004-09-01 2005-06-30
BNP PARIBAS SECURITIES (ASIA) LIMITED Rep 2005-07-15 2006-06-30
CLSA RESEARCH LIMITED Rep 2007-08-22 2008-07-04
Merrill Lynch (Asia Pacific) Limited Rep 2010-04-08 2011-09-26
GOLDMAN SACHS (ASIA) L.L.C. Rep 2014-03-11
2 BREVAN HOWARD (HONG KONG) LIMITED Rep Asset management 2006-08-10 2007-06-25
GOLDMAN SACHS (ASIA) L.L.C. Rep 2012-09-18
3 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2012-09-18 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2016-10-11
4 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2008-07-23 2011-09-26
GOLDMAN SACHS (ASIA) L.L.C. Rep 2012-09-18

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