Tang, Chi Kit (SFC:ALC474) 鄧智傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-09-01 | 2005-06-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-07-15 | 2006-06-30 |
| 3 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Asset management | 2006-08-10 | 2007-06-25 |
| 4 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-08-22 | 2008-07-04 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-07-23 | 2011-09-26 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2010-04-08 | 2011-09-26 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2012-09-18 | |
| 8 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-09-18 | |
| 9 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-09-18 | 2016-10-10 |
| 10 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2014-03-11 | |
| 11 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 |
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