Tso, Adam Hon Wai 曹漢威

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED Rep Asset management 2016-09-13 2016-12-07
CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED RO 2016-12-07 2017-03-31
2 Morgan Stanley Asia Limited Rep Automated trading services 2010-05-05 2011-03-21
Morgan Stanley Hong Kong Futures Limited Rep 2010-05-05 2010-12-06
3 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2007-09-27 2010-03-13
Morgan Stanley Hong Kong Futures Limited Rep 2010-05-05 2010-12-06
Morgan Stanley Hong Kong Securities Limited Rep 2010-12-06 2011-03-21
Merrill Lynch Far East Limited Rep 2011-06-20 2014-09-17
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2007-09-27 2010-03-13
Morgan Stanley Asia Limited Rep 2010-05-05 2011-03-21
Morgan Stanley Hong Kong Securities Limited Rep 2010-05-05 2011-03-21
Merrill Lynch (Asia Pacific) Limited Rep 2011-06-20 2014-09-17
Merrill Lynch Far East Limited Rep 2011-06-20 2014-09-17
Central China International Securities Co., Limited Rep 2016-09-13 2017-03-31

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