Tso, Adam Hon Wai 曹漢威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-09-27 | 2010-03-13 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-09-27 | 2010-03-13 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-05-05 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-05-05 | 2010-12-06 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-05-05 | 2011-03-21 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-05-05 | 2011-03-21 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-05-05 | 2011-03-21 |
| 8 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-03-21 |
| 9 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-06-20 | 2014-09-17 |
| 10 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-06-20 | 2014-09-17 |
| 11 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2011-06-20 | 2014-09-17 |
| 12 | CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2016-09-13 | 2016-12-07 |
| 13 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2016-09-13 | 2017-03-31 |
| 14 | CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2016-12-07 | 2017-03-31 |
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