Chan, Mong Har (SFC:AHT095)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Absolute Investment Management (HK) Limited | Rep | Advising on securities | 2003-05-19 | 2003-08-04 | Rep | Asset management | 2003-05-19 | 2003-08-04 |
| 2 | CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | Advising on securities | 2004-07-21 | 2004-09-22 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2007-10-05 | 2009-02-28 | Rep | Advising on securities | 2009-01-23 | 2009-02-28 |
| 4 | MF Global Hong Kong Limited | Rep | Advising on securities | 2010-12-01 | 2011-11-18 | Rep | Dealing in securities | 2010-12-01 | 2011-11-18 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2005-08-19 | 2006-02-01 |
| 6 | QI YUAN ASSET MANAGEMENT (H.K.) LIMITED | RO | Advising on securities | 2010-03-02 | 2010-03-31 | RO | Asset management | 2010-03-02 | 2010-03-31 |
| 7 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2009-04-16 | 2009-06-17 |
| 8 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2009-04-16 | 2009-06-17 |
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