Wang, Bo (SFC:AGD229) 汪波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATLANTIS INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2012-01-31 | 2014-02-01 | Rep | Asset management | 2012-01-31 | 2014-02-01 | Rep | Advising on securities | 2015-06-09 | 2018-07-01 | Rep | Asset management | 2015-06-09 | 2018-07-01 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2004-09-16 | 2005-01-06 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2003-12-16 | 2004-08-26 | Rep | Advising on securities | 2005-01-10 | 2009-11-29 |
| 4 | MF Global Hong Kong Limited | Rep | Advising on securities | 2011-01-04 | 2011-11-11 |
| 5 | RUIFENG SECURITIES LIMITED | Rep | Advising on securities | 2018-10-02 | 2018-11-19 | RO | Advising on securities | 2018-11-19 | RO | Asset management | 2018-12-12 |
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