Wildman, Richard John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2009-01-02 | 2011-10-12 | Rep | Dealing in securities | 2009-01-02 | 2011-11-10 | Rep | Advising on futures contracts | 2011-05-04 | 2011-10-12 | RO | Advising on futures contracts | 2011-10-12 | 2011-11-10 | RO | Dealing in futures contracts | 2011-10-12 | 2011-11-10 |
| 2 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2008-08-21 |
| 3 | Newedge Broker Limited | Rep | Automated trading services | 2003-07-02 | 2003-12-01 | Rep | Dealing in futures contracts | 2003-07-02 | 2003-12-01 | Rep | Dealing in securities | 2003-07-02 | 2003-12-01 | Rep | Automated trading services | 2005-02-07 | 2008-08-21 | Rep | Dealing in futures contracts | 2005-02-07 | 2008-08-21 | Rep | Dealing in securities | 2005-02-07 | 2008-08-21 |
| 4 | T.F.S. Derivatives HK Limited | RO | Dealing in futures contracts | 2012-01-03 | Rep | Dealing in securities | 2012-01-03 | 2021-03-31 | RO | Dealing in securities | 2021-03-31 |
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