Tseng, Ko 曾科
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOB International Asset Management Company Limited | RO | Advising on securities | 2015-07-14 | RO | Asset management | 2015-07-14 | RO | Dealing in securities | 2016-09-14 |
| 2 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2013-05-20 | 2013-06-14 | Rep | Asset management | 2013-05-20 | 2013-06-14 | RO | Advising on securities | 2013-06-14 | 2015-02-27 | RO | Asset management | 2013-06-14 | 2015-02-27 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2008-02-26 | 2009-04-11 | Rep | Dealing in securities | 2008-02-26 | 2009-04-11 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Asset management | 2010-10-13 | 2010-12-06 | Rep | Advising on securities | 2010-10-13 | 2013-04-30 | Rep | Dealing in securities | 2010-10-13 | 2013-04-30 | RO | Asset management | 2010-12-06 | 2013-04-30 |
| 5 | MUSHK Limited | Rep | Advising on securities | 2009-04-20 | 2010-08-03 | Rep | Dealing in securities | 2009-04-20 | 2010-08-03 |
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