Kay, Chong-san 郭忠山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-05-19 | 2017-06-25 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2017-06-26 | Rep | Advising on securities | 2021-06-30 |
| 3 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2011-05-11 | 2015-03-09 |
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