Ng, Kathy Ka Wai 伍家慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2011-08-08 | 2018-03-05 |
| 2 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2021-09-30 | 2022-09-02 | Rep | Dealing in securities | 2021-09-30 | 2022-09-02 |
| 3 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-05-02 | 2021-06-19 | Rep | Advising on securities | 2018-05-21 | 2021-06-19 |
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