Chen, Fan (SFC:AHR857) 陳凡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2004-01-08 | Rep | Advising on corporate finance | 2006-09-01 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2006-09-06 | 2013-01-15 | Rep | Advising on securities | 2006-10-10 | 2013-01-15 | Rep | Dealing in securities | 2006-10-10 | 2013-01-15 |
| 3 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2022-10-25 | 2023-01-29 | Rep | Asset management | 2022-10-25 | 2023-01-29 | Rep | Dealing in securities | 2022-10-25 | 2023-01-29 |
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