Tang, Ernest Yiu Man 鄧耀民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHEETAH INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2006-08-01 | 2007-07-21 |
| 2 | CloudAlpha Capital Management Limited | Rep | Asset management | 2020-09-21 | |
| 3 | EVOLUTION ASIA INVESTMENTS LIMITED | Rep | Dealing in securities | 2007-07-30 | 2008-12-03 | Rep | Advising on securities | 2007-10-09 | 2008-12-03 |
| 4 | MF Securities Hong Kong Limited | Rep | Dealing in securities | 2008-12-04 | 2010-07-12 |
| 5 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-10-21 | 2013-02-10 |
| 6 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Dealing in securities | 2013-02-20 | 2019-09-06 | Rep | Advising on securities | 2013-03-27 | 2019-09-06 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-09-10 | 2010-10-15 |
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