Bekku, Yumiko
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-04-19 | 2013-07-24 | Morgan Stanley Hong Kong Futures Limited | Rep | 2007-04-19 | 2010-12-06 | Morgan Stanley Hong Kong Securities Limited | Rep | 2013-07-24 | 2016-11-09 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2017-06-01 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-04-19 | 2010-12-06 | Morgan Stanley Hong Kong Securities Limited | Rep | 2010-12-06 | 2016-11-09 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2017-06-01 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-04-19 | 2016-11-09 | Morgan Stanley Hong Kong Securities Limited | Rep | 2013-07-03 | 2016-11-09 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2017-06-01 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2017-06-01 |
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