Cheng, Ye (SFC:AQD868) 程燁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-12-20 | 2009-11-18 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-09-01 | 2009-11-18 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-12-29 | 2013-09-04 | Rep | Advising on corporate finance | 2010-01-08 | 2013-09-04 |
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