Gu, Haibo (SFC:AFU567) 古海波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-05-10 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2003-05-10 | |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2003-05-10 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-05-10 | |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2010-09-01 | 2011-05-13 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-09-01 | 2011-05-13 |
| 7 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2011-08-01 | 2014-08-05 |
| 8 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-08-01 | 2014-08-05 |
| 9 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2014-11-03 | 2016-04-29 |
| 10 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2014-11-03 | 2016-04-29 |
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