Lee, Man Kit (SFC:APM126) 李文傑

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Dealing in futures contracts 2017-04-24 2017-09-08
Rep Dealing in securities 2017-04-24 2017-09-08
2 Credit Suisse Securities (Hong Kong) Limited Rep Automated trading services 2017-04-24 2017-09-08
Rep Dealing in securities 2017-04-24 2017-09-08
3 HSBC SECURITIES BROKERS (ASIA) LIMITED Rep Dealing in securities 2009-09-07 2010-06-18
4 INSTINET PACIFIC LIMITED Rep Dealing in securities 2019-09-02 2020-01-15
Rep Advising on securities 2019-09-24 2020-01-15
Rep Automated trading services 2019-09-24 2020-01-15
5 MACQUARIE CAPITAL LIMITED Rep Dealing in securities 2007-08-24 2009-06-02
6 Morgan Stanley Asia Limited Rep Automated trading services 2010-09-06 2013-01-15
Rep Dealing in securities 2010-09-06 2013-01-15
Rep Automated trading services 2013-06-17 2013-08-09
Rep Dealing in securities 2013-06-17 2016-01-07
7 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2010-09-06 2010-12-06
Rep Dealing in futures contracts 2010-09-06 2010-12-06
8 Morgan Stanley Hong Kong Securities Limited Rep Dealing in securities 2010-09-06 2013-01-15
Rep Dealing in futures contracts 2010-12-06 2013-01-15
Rep Dealing in futures contracts 2013-06-17 2016-01-07
Rep Dealing in securities 2013-06-17 2016-01-07
Rep Automated trading services 2013-08-09 2016-01-07
9 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2017-12-27 2019-09-01
Rep Dealing in securities 2017-12-27 2019-09-01

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top