Lee, Seok Wei 李思郼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2015-09-08 |
2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-07-05 | 2010-12-06 | Rep | Dealing in futures contracts | 2010-07-05 | 2010-12-06 |
3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-07-05 | 2013-09-05 | Rep | Dealing in securities | 2010-07-05 | 2015-09-08 |
4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-12-11 | 2016-10-10 |
5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2020-12-01 |
6 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2015-12-11 | 2020-12-01 | Rep | Dealing in securities | 2015-12-11 | 2020-12-01 |
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