Li, Jia (SFC:ATO453) 李嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-11-11 | 2016-06-30 | Rep | Advising on securities | 2015-11-11 | 2016-06-30 | Rep | Dealing in securities | 2015-11-11 | 2016-06-30 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2018-06-21 | 2020-02-04 | Rep | Dealing in securities | 2018-06-21 | 2020-02-04 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2009-08-17 | 2015-08-31 | Rep | Dealing in securities | 2009-08-17 | 2015-08-31 |
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