Liu, Jia (SFC:AMF600) 劉佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-01-02 | 2011-03-16 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-08-23 | 2006-11-14 | Rep | Dealing in securities | 2011-06-22 | 2013-08-01 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-06-22 | 2013-08-01 |
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