Loh, Adrian Jenn Yeh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-05-26 | |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-05-26 | 2016-10-10 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-03-20 | 2007-03-19 |
| 5 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-05-26 | 2007-03-19 |
| 6 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-06-28 | 2013-09-05 | Rep | Dealing in securities | 2010-06-28 | 2014-02-12 |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-06-28 | 2010-12-06 | Rep | Dealing in futures contracts | 2010-06-28 | 2010-12-06 |
| 8 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2014-02-12 |
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