Sandor, David (SFC:AQA676)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-11-21 | 2009-05-29 | Rep | Advising on corporate finance | 2008-09-17 | 2009-05-29 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-21 | 2009-05-29 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-07-16 | 2017-03-01 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2010-04-23 | 2015-02-27 | Rep | Dealing in securities | 2010-04-23 | 2015-02-27 |
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