Sun, Ran (SFC:AUZ782) 孫然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2010-04-16 | 2011-05-07 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-04-16 | 2011-05-07 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2011-06-21 | 2014-06-10 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-06-21 | 2014-06-10 |
| 5 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2014-12-01 | 2015-09-15 |
| 6 | China Renaissance Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-12-01 | 2016-04-13 |
| 7 | China Renaissance Securities (Hong Kong) Limited | RO | Advising on securities | 2015-09-15 | 2016-03-15 |
| 8 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2016-03-15 | 2016-04-13 |
| 9 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-06-20 | 2019-06-06 |
| 10 | China Asset Management (Hong Kong) Limited | Rep | Asset management | 2017-06-20 | 2019-06-06 |
| 11 | Harvest Global Capital Investments Limited | Rep | Advising on securities | 2020-12-16 | |
| 12 | Harvest Global Capital Investments Limited | Rep | Asset management | 2020-12-16 | |
| 13 | Harvest Global Capital Investments Limited | Rep | Dealing in securities | 2020-12-16 |
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