Tan, Beng Kiat Adrian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2003-07-30 | 2003-10-29 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2004-01-16 | 2004-12-08 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2008-03-03 | 2013-01-14 | Morgan Stanley Hong Kong Futures Limited | Rep | 2008-03-03 | 2010-12-06 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 2014-04-28 | 2015-11-30 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-06-23 | 2008-01-29 | Morgan Stanley Hong Kong Futures Limited | Rep | 2008-03-03 | 2010-12-06 | Morgan Stanley Hong Kong Securities Limited | Rep | 2010-12-06 | 2013-01-14 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 2014-11-14 | 2017-12-01 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-07-30 | 2003-10-29 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2006-06-23 | 2008-01-29 | Morgan Stanley Asia Limited | Rep | 2008-03-03 | 2013-01-14 | Morgan Stanley Hong Kong Securities Limited | Rep | 2008-03-03 | 2013-01-14 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 2014-04-28 | 2017-12-01 |
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