Thong, Samuel Mou-Chih
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2019-08-02 | 2020-09-02 | Rep | Dealing in securities | 2019-08-02 | 2020-09-02 | RO | Advising on corporate finance | 2020-09-02 | RO | Dealing in securities | 2020-09-02 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-04-25 | 2019-07-04 | Rep | Dealing in securities | 2007-04-25 | 2019-07-04 |
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