Chan, Raymond Pha Giong 陳柏香
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-01-31 | 2008-12-18 |
| 2 | Mount Kellett Capital (Hong Kong) Limited | Rep | Asset management | 2009-08-14 | 2012-05-10 |
| 3 | Mount Kellett Capital (Hong Kong) Limited | RO | Asset management | 2012-05-10 | 2015-01-31 |
| 4 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Advising on securities | 2015-09-08 | 2016-10-01 |
| 5 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Dealing in securities | 2015-09-08 | 2016-10-01 |
| 6 | Oaktree Capital (Hong Kong) Limited | Rep | Advising on securities | 2016-11-01 | 2019-05-28 |
| 7 | Oaktree Capital (Hong Kong) Limited | Rep | Dealing in securities | 2016-11-01 | 2019-05-28 |
| 8 | Oaktree Capital (Hong Kong) Limited | Rep | Asset management | 2017-09-06 | 2019-05-28 |
| 9 | Oaktree Capital (Hong Kong) Limited | RO | Advising on securities | 2019-05-28 | 2022-11-08 |
| 10 | Oaktree Capital (Hong Kong) Limited | RO | Asset management | 2019-05-28 | 2022-11-08 |
| 11 | Oaktree Capital (Hong Kong) Limited | RO | Dealing in securities | 2019-05-28 | 2022-11-08 |
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